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© Atom Financial Recruitment



Job Description

The main responsibilities being any combination of the following;


  • Field visits – ensuring members fully understand and adhere to company procedures and requirements. Documenting details of meetings in reports. 

  • File checking – electronic & paper based, both office based and during field visits.

  • Handling telephone enquiries & covering a share of the general office workload (e.g. general enquiries from members, commission queries, enquiries from prospective new network members).

  • Any special projects, investigations etc. as required.

  • Specialist Areas: (usually one or two per role)

    • Roleplay/Assessment testing of new members as part of the induction process.

    • Complaint handling

    • Financial Promotions

    • Telephone assessments of adviser knowledge

    • Collation of MI

    • New AR/Adviser application processing

    • Software


The successful candidate will be a disciplined, organised, self-motivated and articulate individual. Happy to work both on their own and as part of a team. 

Will have strong mortgage, protection and general insurance knowledge and experience, typically gained within a broker environment. 

Cemap qualification advantageous.

Previous experience within a Compliance/T&C role.

Strong communication skills, both verbal and written. 

A full driving licence is required. 


If this position is of interest to you, please email us your cv and we will contact you to discuss further details.

Compliance Officer (Mortgage and Protection)
East Midlands
Salary - £22 – 25k + car allowance + other benefits

Our client, are a long established, specialist mortgage network, providing first class support for mortgage and protection brokers across the country. The company provides business support and compliance services to its members. They are currently seeking a Compliance Officer who can perform the following duties.